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After multiple warnings, the regulator is finally attempting to make the market safer for retail investors trading in the segment

While the regulator’s interim order alleges massive irregularities, the long arc of unfinished probes, hearings and appeals makes closure distant.
As growth in equities cools, asset managers are looking to embed themselves in payrolls, payments, and credit. This raises their influence, but also the stakes.
The department store chain’s only growth engine is powered by distribution, not stores—raising questions about sustainability and profitability.